DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• J••••• B•••••••

I•••••••• A•••••••• L••BD affiliatedUrbandale, Ia dual registrantIAPD 3095349

Feed of 09/15/2026

Also filed as B••••• B•••••••

At current firm

0 y

since Jan 2, 2026

In the industry

28 y

since Jul 31, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••••• A•••••••• L•• BD affiliated current
since Jan 2, 2026 · Urbandale, Ia
O•••• W•••••• I••• BD affiliated
Dec 14, 2012 to Dec 31, 2025 · Toledo, Oh
S••••••• I••••••••• I••• former
Jan 20, 2011 to Dec 18, 2012 · Maumee, Oh
S••••••• F•••••••• S•••••••• I••• former
Oct 4, 2007 to Dec 8, 2010 · Toledo, Oh
K•• I••••••••• S••••••• L•• BD affiliated
Mar 21, 2006 to Aug 23, 2007 · Vermilion, Oh
N•••••• I••••••••• I••• unclassified
Jan 1, 2001 to Jan 30, 2006 · Norwalk, Oh

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to I•••••••• A•••••••• L••
left Dec 31, 2025, registered Jan 2, 2026 (2 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Dec 18, 2012, registered Dec 14, 2012 (-4 days) · Other
S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• I•••
left Dec 8, 2010, registered Jan 20, 2011 (43 days) · Other
K•• I••••••••• S••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Aug 23, 2007, registered Oct 4, 2007 (42 days) · Other
N•••••• I••••••••• I••• to K•• I••••••••• S••••••• L••
left Jan 30, 2006, registered Mar 21, 2006 (50 days) · Other

Signals

B••••• J••••• B••••••• left O•••• W•••••• I••• for I•••••••• A•••••••• L•• (registered 2026-01-02)
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address