DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

AXS INVESTMENTS LLC

CRD 305714

PORT CHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e30348d-1b7e-9fee-0b29-eba47a4c9be7

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 8
On other graphs: 0
Observed: Sep 7, 2019 to Feb 11, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-02-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 71
SEC number: 801-117457
CIK: 1801467
CRD: 305714
Filings on the tape: 9
First filed: Sep 7, 2019
Latest filed: Feb 11, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AXS HOLDINGS LLC	Member	E	yes	09/2019	Sep 7, 2019	Mar 27, 2024
BASSUK, GREGORY, DAVID	Member	E	yes	09/2019	Sep 7, 2019	Mar 27, 2024
BASSUK, GREGORY, DAVID	CHIEF EXECUTIVE OFFICER	Na	yes	10/2019	Sep 7, 2019	Mar 27, 2024
BINION, PARKER, B	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 27, 2024	Mar 27, 2024
SR PARTNERS LLC	Member	E	yes	09/2019	Sep 7, 2019	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 11, 2026	$3.0B	$3.0B	8	4	n/a	n/a
2024	Mar 21, 2025	$1.2B	$1.2B	10	4	n/a	n/a
2023	Mar 27, 2024	$1.3B	$1.3B	16	11	n/a	n/a
2022	Mar 30, 2023	$1.6B	$1.6B	16	11	n/a	n/a
2021	Jan 28, 2022	$640M	$640M	16	11	n/a	n/a
2020	Mar 30, 2021	$566M	$566M	16	9	n/a	n/a
2019	Jan 30, 2020	$446M	$446M	12	5	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$1.2B	159.8%	$1.6B	24.8%	8	10	0	0

Relationships

Affiliated with (1)

← WEBS INVESTMENTS INC.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (4)

← BASSUK, GREGORY, DAVIDOwnerMEMBER, ownership code E, individual
Sep 7, 2019 to Mar 27, 2024factForm ADV
← BINION, PARKER, BOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2024 to Mar 27, 2024factForm ADV
← AXS HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Sep 7, 2019 to Mar 27, 2024factForm ADV
← SR PARTNERS LLCOwnerMEMBER, ownership code E, domestic entity
Sep 7, 2019 to Mar 27, 2024factForm ADV

Dated events

Occurred
Feb 11, 2026
Regulatory AUM changed
Axs Investments Llc reported RAUM $3.0B, up 160% from $1.2B (2025-03-21 to 2026-02-11)
Form ADVobserved 3 days ago
$1.9B
Occurred
Mar 27, 2024
Control person joined
B Parker Binion (Chief Compliance Officer) appeared on Schedule A of Axs Investments Llc
Form ADVobserved 3 days ago
Occurred
Mar 27, 2024
Control person left
Marc Russell Tencer (Chief Compliance Officer & Coo) no longer on Schedule A of Axs Investments Llc (listed 2023-03-30, absent 2024-03-27)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
Axs Investments Llc reported RAUM $1.6B, up 143% from $639.6M (2022-01-28 to 2023-03-30)
Form ADVobserved 3 days ago
$913M
Occurred
Jan 28, 2022
Control person left
M Mark Lacuesta (Cco) no longer on Schedule A of Axs Investments Llc (listed 2021-03-30, absent 2022-01-28)
Form ADVobserved 3 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Axs Investments Llc reported RAUM $566.2M, up 27% from $446.3M (2020-01-30 to 2021-03-30)
Form ADVobserved 3 days ago
$120M
Occurred
Jan 30, 2020
Control person left
Joseph Robert Enck (President) no longer on Schedule A of Axs Investments Llc (listed 2020-01-10, absent 2020-01-30)
Form ADVobserved 3 days ago
Occurred
Sep 7, 2019
First Form ADV filing
Axs Investments Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e30348d-1b7e-9fee-0b29-eba47a4c9be7
First observed: Sep 7, 2019
Last observed: Feb 11, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AXS INVESTMENTS LLC

CRD 305714

PORT CHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e30348d-1b7e-9fee-0b29-eba47a4c9be7

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AXS HOLDINGS LLC

Member

yes

09/2019

Sep 7, 2019

Mar 27, 2024

BASSUK, GREGORY, DAVID

Member

yes

09/2019

Sep 7, 2019

Mar 27, 2024

BASSUK, GREGORY, DAVID

CHIEF EXECUTIVE OFFICER

yes

10/2019

Sep 7, 2019

Mar 27, 2024

BINION, PARKER, B

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 27, 2024

SR PARTNERS LLC

Member

yes

09/2019

Sep 7, 2019

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 11, 2026

$3.0B

n/a

2024

Mar 21, 2025

$1.2B

n/a

2023

Mar 27, 2024

$1.3B

n/a

2022

Mar 30, 2023

$1.6B

n/a

2021

Jan 28, 2022

$640M

n/a

2020

Mar 30, 2021

$566M

n/a

2019

Jan 30, 2020

$446M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.0B

$1.2B

159.8%

$1.6B

24.8%