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CRD 333355
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FULTON, BENJAMIN, THOMAS | FOUNDER, CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY | E | yes | 09/2024 | Sep 19, 2024 | Nov 19, 2024 |
| RICH, KEVIN, JAY | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2024 | Sep 19, 2024 | Nov 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AXS INVESTMENTS LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 23, 2026 | $10.0M | $10.0M | 5 | 4 | 0 | n/a | n/a |
| 2024 | Feb 11, 2025 | $4.7M | $4.7M | 4 | 4 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $10.0M | $4.7M | 114.6% | n/a | n/a | 5 | 4 | 0 | 0 |