DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
BALTIMORE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 16, 2022 | n/a | yes | BALTIMORE, MD | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Oct 2, 2013 | Sep 15, 2022 | no | COLUMBIA, MD|FOREST HILL, MD|BALTIMORE, MD|TIMONIUM, MD|BALTIMORE, MD|BALTIMORE, MD|ABINGDON, MD|BALTIMORE, MD|COLUMBIA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | C••••• I••••••••• A••••••• L•• | Sep 15, 2022 | Sep 16, 2022 | 1 | Firm change | Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Oct 4, 2013 | Oct 2, 2013 |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Oct 4, 2013 | no | COLUMBIA, MD|COLUMBIA, MD|TOWSON, MD|BEL AIR, MD | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jan 9, 2009 | Oct 23, 2009 | no | COLUMBIA, MD|BALTIMORE, MD | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jun 4, 2002 | Jan 29, 2009 | no | TIMONIUM, MD|GAMBRILLS, MD|ANNAPOLIS, MD|PHOENIX, MD|TOWSON, MD|ABINGDON, MD|ANNAPOLIS, MD|BEL AIR, MD|WESTMINSTER, MD|DUNDALK, MD|BALTIMORE, MD|CATONSVILLE, MD|LAUREL, MD|TAKOMA PARK, MD|BOWIE, MD|HANOVER, MD|COLUMBIA, MD|PARKVILLE, MD|GLEN BURNIE, MD|GLEN BURNIE, MD|GLEN BURNIE, MD|SEVERNA PARK, MD|PASADENA, MD|SEVERNA PARK, MD | Previous registration |
| -2 |
| Firm change |
| Wirehouse to wirehouse |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| S••••••• I••••••••• S•••••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jan 29, 2009 | Jan 9, 2009 | -20 | Firm change | Other |