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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

RICHARD CRAIG GRAY

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Dacula, GA

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Search this name across graphsid dfx:ria:9e38193c-a348-3fad-febe-1b49df49b63f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 21, 2007
First registration: Apr 6, 2009
Dual registered: yes, broker-dealer
Other names: RICK CRAIG GRAY|RICHARD CRAIG GRAY|RICHARD C GRAY
IAPD individual key: 4318009

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Mar 11, 2022	n/a	yes	Dacula, GA	Current employment
HAMILTON INVESTMENT COUNSEL, LLC	Former SEC adviser	Dec 14, 2016	Mar 30, 2022	no	Dacula, GA	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 1, 2016	Dec 12, 2016	no	ATLANTA, GA\|CHAMBLEE, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 6, 2012	Dec 12, 2016	no	ATHENS, GA\|ATHENS, GA\|ATHENS, GA\|CHAMBLEE, GA\|ATLANTA, GA\|ATHENS, GA\|NORCROSS, GA\|ATLANTA, GA\|ATHENS, GA\|MONROE, GA\|MADISON, GA\|TUCKER, GA\|CHAMBLEE, GA\|ALPHARETTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 6, 2009	Aug 2, 2012	no	OAKWOOD, GA\|SAVANNAH, GA\|GAINESVILLE, GA\|ATLANTA, GA\|FLOWERY BRANCH, GA\|JEFFERSON, GA\|ATLANTA, GA\|ATLANTA, GA\|DAHLONEGA, GA\|FLOWERY BRANCH, GA\|FLOWERY BRANCH, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HAMILTON INVESTMENT COUNSEL, LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Mar 30, 2022	Mar 11, 2022	-19	Firm change	RIA to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 12, 2016	Sep 1, 2016	-102	Bulk transfer	Other
TRUIST ADVISORY SERVICES, INC.	HAMILTON INVESTMENT COUNSEL, LLC	Dec 12, 2016	Dec 14, 2016	2	Firm change	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Aug 2, 2012	Aug 6, 2012	4	Firm change	Other

Relationships

Registered with (5)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Mar 11, 2022 to presentfactForm ADV
→ HAMILTON INVESTMENT COUNSEL, LLCRegistered adviserregistration: previous registration
Dec 14, 2016 to Mar 30, 2022factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 6, 2012 to Dec 12, 2016factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 1, 2016 to Dec 12, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2009 to Aug 2, 2012factForm ADV

Dated events

Occurred
Mar 30, 2022
Advisor changed firm
Richard Craig Gray left Hamilton Investment Counsel, Llc for Independent Advisor Alliance, Llc (registered 2022-03-11)
Form ADVobserved 4 days ago