DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• C•••• G•••

I••••••••• A•••••• A•••••••• L••i••••••••• wealthDacula, Gadual registrantIAPD 4318009

Feed of 09/14/2026

Also filed as Rick C•••• G•••

At current firm

4 y

since Mar 11, 2022

In the industry

19 y

since Feb 21, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
since Mar 11, 2022 · Dacula, Ga
H••••••• I••••••••• C••••••• L•• former
Dec 14, 2016 to Mar 30, 2022 · Dacula, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 1, 2016 to Dec 12, 2016 · Atlanta, Ga
S••••••• I••••••••• S•••••••• I••• former
Aug 6, 2012 to Dec 12, 2016 · Athens, Ga
W•••• F•••• A••••••• wirehouse
Apr 6, 2009 to Aug 2, 2012 · Oakwood, Ga

Moves

a registration end followed by a registration begin elsewhere

H••••••• I••••••••• C••••••• L•• to I••••••••• A•••••• A•••••••• L••
left Mar 30, 2022, registered Mar 11, 2022 (-19 days) · RIA to RIA
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 12, 2016, registered Sep 1, 2016 (-102 days) · corporate re-registration, not a move
T••••• A••••••• S•••••••• I••• to H••••••• I••••••••• C••••••• L••
left Dec 12, 2016, registered Dec 14, 2016 (2 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Aug 2, 2012, registered Aug 6, 2012 (4 days) · Other

Signals

R•••••• C•••• G••• left H••••••• I••••••••• C••••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-03-11)
Mar 30, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address