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Advisor at JANNEY MONTGOMERY SCOTT LLC
PONTE VEDRA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jul 2, 2021 | n/a | yes | PONTE VEDRA BEACH, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 25, 2009 | Jul 7, 2021 | no | JACKSONVILLE, FL|PONTE VEDRA BEACH, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 24, 2002 | Feb 18, 2009 | no | PONTE VEDRA BEACH, FL|PONTE VEDRA BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Jul 7, 2021 | Jul 2, 2021 | -5 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Feb 18, 2009 | Mar 25, 2009 | 35 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:463:FL:2021-07-07 | Jul 7, 2021 | Jul 2, 2021 | PONTE VEDRA BEACH, FL | Firm change |