DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••••• A•••• M••••••••• L••
ANN ARBOR, MI | NOBLE, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• A•••• M••••••••• L•• | Bd affiliated wealth | Nov 27, 2013 | n/a | yes | NOBLE, OK|ANN ARBOR, MI | Current employment |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Mar 21, 2007 | Nov 29, 2010 | no | TAMPA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••• | J• W• C••• A•••••••• I••• | Dec 31, 2017 | Mar 21, 2007 | -3,938 | Firm change after gap | Other |
| J• W• C••• A•••••••• I••• | C••••••• A•••• M••••••••• L•• | Nov 29, 2010 | Nov 27, 2013 |
| B••••••• | n/a | Jul 13, 2005 | Dec 31, 2017 | no | NOBLE, OK|NOBLE, OK | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Feb 3, 2005 | Mar 26, 2007 | no | NOBLE, OK | Previous registration |
| Q•••••• C•••••• C••••••••• | n/a | Mar 7, 2001 | Dec 31, 2005 | no | NOBLE, OK|FORT COBB, OK | Previous registration |
| 1,094 |
| Firm change after gap |
| Other |
| Q•••••• A•••• M••••••••• I••• | B••••••• | Mar 26, 2007 | Jul 13, 2005 | -621 | Firm change after gap | Other |
| Q•••••• C•••••• C••••••••• | Q•••••• A•••• M••••••••• I••• | Dec 31, 2005 | Feb 3, 2005 | -331 | Bulk transfer | Other |