DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••• W••••• M••••••••• G••••
BAKERSFIELD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••• W••••• M••••••••• G•••• | I•••••••••_WEALTH | Oct 26, 2022 | n/a | yes | BAKERSFIELD, CA | Current employment |
| B•••••••• A•••• M••••••••• L•• | I•••••••••_WEALTH | Aug 11, 2017 | Apr 28, 2023 | no | Bakersfield, CA|RENO, NV|Bakersfield, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• A•••• M••••••••• L•• | B••••• W••••• M••••••••• G•••• | Apr 28, 2023 | Oct 26, 2022 | -184 | Firm change after gap | RIA to RIA |
| I••••••••• F•••••••• G••••• L•• | B•••••••• A•••• M••••••••• L•• | Sep 18, 2017 | Aug 11, 2017 |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Apr 27, 2010 | Sep 18, 2017 | no | SAN DIEGO, CA|SAN DIEGO, CA|BAKERSFIELD, CA | Previous registration |
| A•• A•••••• S••••••• L•• | n/a | Mar 2, 2004 | Apr 28, 2010 | no | CALABASAS, CA|BAKERSFIELD, CA | Previous registration |
| B••••• • Y•••• A•••••••• I••• | Former SEC adviser | Jun 25, 2001 | Feb 25, 2004 | no | FOLSOM, CA | Previous registration |
| -38 |
| Firm change after gap |
| Other |
| A•• A•••••• S••••••• L•• | I••••••••• F•••••••• G••••• L•• | Apr 28, 2010 | Apr 27, 2010 | -1 | Firm change | Other |
| B••••• • Y•••• A•••••••• I••• | A•• A•••••• S••••••• L•• | Feb 25, 2004 | Mar 2, 2004 | 6 | Firm change | Other |