RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• P•••••
- B••••• W••••• M••••••••• G•••• i••••••••• wealth currentsince Oct 26, 2022 · Bakersfield, Ca
- B•••••••• A•••• M••••••••• L•• i••••••••• wealthAug 11, 2017 to Apr 28, 2023 · Bakersfield, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedApr 27, 2010 to Sep 18, 2017 · San Diego, Ca
- A•• A•••••• S••••••• L•• unclassifiedMar 2, 2004 to Apr 28, 2010 · Calabasas, Ca
- B••••• • Y•••• A•••••••• I••• formerJun 25, 2001 to Feb 25, 2004 · Folsom, Ca
- B•••••••• A•••• M••••••••• L•• to B••••• W••••• M••••••••• G••••left Apr 28, 2023, registered Oct 26, 2022 (-184 days) · RIA to RIA
- I••••••••• F•••••••• G••••• L•• to B•••••••• A•••• M••••••••• L••left Sep 18, 2017, registered Aug 11, 2017 (-38 days) · Other
- A•• A•••••• S••••••• L•• to I••••••••• F•••••••• G••••• L••left Apr 28, 2010, registered Apr 27, 2010 (-1 days) · Other
- B••••• • Y•••• A•••••••• I••• to A•• A•••••• S••••••• L••left Feb 25, 2004, registered Mar 2, 2004 (6 days) · Other
- R••••• S•••• P••••• left B•••••••• A•••• M••••••••• L•• for B••••• W••••• M••••••••• G•••• (registered 2022-10-26)Apr 28, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address