DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DANTE FICHERA

Advisor at INDEPENDENT INVESTMENT BANKERS CORP.

Austin, TX | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e7ae672-bb8d-45b2-787e-105e4f0f532a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT INVESTMENT BANKERS CORP.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 30, 2007
First registration: Jul 2, 2007
Dual registered: yes, broker-dealer
Other names: DANTE FICHERA|DANTE FICHERA
IAPD individual key: 3059445

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT INVESTMENT BANKERS CORP.	State registered	Dec 14, 2016	n/a	yes	Austin, TX\|AUSTIN, TX	Current employment
TEJAS SECURITIES GROUP, INC.	n/a	Jul 6, 2009	Jan 13, 2010	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
FINANCIAL ADVISERS OF AMERICA, LLC	Former SEC adviser	Mar 11, 2009	May 27, 2009	no	CARLSBAD, CA	Previous registration
GIRARD SECURITIES, INC.	Former SEC adviser	Jul 2, 2007	Feb 27, 2009	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TEJAS SECURITIES GROUP, INC.	INDEPENDENT INVESTMENT BANKERS CORP.	Jan 13, 2010	Dec 14, 2016	2,527	Firm change after gap	Other
FINANCIAL ADVISERS OF AMERICA, LLC	TEJAS SECURITIES GROUP, INC.	May 27, 2009	Jul 6, 2009	40	Firm change	Other
GIRARD SECURITIES, INC.	FINANCIAL ADVISERS OF AMERICA, LLC	Feb 27, 2009	Mar 11, 2009	12	Firm change	Other

Relationships

Registered with (4)

→ INDEPENDENT INVESTMENT BANKERS CORP.Registered adviserregistration: current employment
Dec 14, 2016 to presentfactForm ADV
→ TEJAS SECURITIES GROUP, INC.Registered adviserregistration: previous registration
Jul 6, 2009 to Jan 13, 2010factForm ADV
→ FINANCIAL ADVISERS OF AMERICA, LLCRegistered adviserregistration: previous registration
Mar 11, 2009 to May 27, 2009factForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Jul 2, 2007 to Feb 27, 2009factForm ADV

Dated events

No dated event names this entity yet.