RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• F••••••
- I••••••••• I••••••••• B•••••• C•••• state registered currentsince Dec 14, 2016 · Austin, Tx
- T•••• S••••••••• G••••• I••• unclassifiedJul 6, 2009 to Jan 13, 2010 · Austin, Tx
- F•••••••• A••••••• O• A••••••• L•• formerMar 11, 2009 to May 27, 2009 · Carlsbad, Ca
- G••••• S••••••••• I••• formerJul 2, 2007 to Feb 27, 2009 · San Diego, Ca
- T•••• S••••••••• G••••• I••• to I••••••••• I••••••••• B•••••• C••••left Jan 13, 2010, registered Dec 14, 2016 (2527 days) · Other
- F•••••••• A••••••• O• A••••••• L•• to T•••• S••••••••• G••••• I•••left May 27, 2009, registered Jul 6, 2009 (40 days) · Other
- G••••• S••••••••• I••• to F•••••••• A••••••• O• A••••••• L••left Feb 27, 2009, registered Mar 11, 2009 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address