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G•••• E••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

G•••• E••• P•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Phoenix, AZ

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Search this name across graphsid dfx:ria:9e857ff8-cd32-8ac9-9325-3cae7281c52f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 17, 2024	n/a	yes	Phoenix, AZ\|Phoenix, AZ	Current employment
M••••• S••••••	Wirehouse	Jun 29, 2017	Jun 11, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A••••••••• F•••••••• S•••••••• L••	Jun 11, 2024	May 17, 2024	-25	Firm change	Wirehouse to ibd
V••• F•••••••• A•••••••• I•••	M••••• S••••••	Jun 12, 2017

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 17, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 29, 2017 to Jun 11, 2024factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2013 to Jun 12, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jun 11, 2024
Advisor changed firm
G•••• E••• P••••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-05-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e857ff8-cd32-8ac9-9325-3cae7281c52f
First observed: Oct 17, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.