P•••••• P•••••

Advisor at U•• F•••••••• S••••••• I•••

TAMPA, FL | CLEARWATER, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e894c43-874c-b350-6fd9-44652c1771b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 5, 2025	n/a	yes	TAMPA, FL\|CLEARWATER, FL	Current employment
M••••• S••••••	Wirehouse	Oct 15, 2019	Nov 10, 2025	no	Washington, DC\|Palm Harbor, FL\|Tampa, FL\|Palm Harbor, FL\|Sarasota, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Nov 10, 2025	Nov 5, 2025	-5	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Sep 30, 2019	Oct 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:8174:FL:2025-11-10	Nov 10, 2025	Nov 5, 2025	SARASOTA, FL	Firm change
7691:149777:NY:2019-09-30	Sep 30, 2019	Oct 15, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 15, 2019 to Nov 10, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 16, 2013 to Sep 30, 2019factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
P•••••• P••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2025-11-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e894c43-874c-b350-6fd9-44652c1771b0
First observed: Dec 16, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.