DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

JOSEPH ANTHONY JOHNSON

Advisor at THE J.O. JOHNSON GROUP INC.

Sykesville, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9e934b14-7136-b297-df79-e977b51b2508

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE J.O. JOHNSON GROUP INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jun 29, 1998
First registration: Jun 23, 2003
Dual registered: no
IAPD individual key: 2889344

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE J.O. JOHNSON GROUP INC.	State registered	Jul 8, 2021	n/a	yes	Sykesville, MD	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	FREDERICK, MD	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|FREDERICK, MD	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Apr 7, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 2, 2013	Oct 21, 2013	no	POTOMAC, MD\|VIENNA, VA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 18, 2009	Jan 6, 2011	no	LINTHICUM HEIGHTS, MD	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 7, 2006	Aug 31, 2009	no	RICHMOND, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 23, 2003	Aug 31, 2009	no	Towson, MD\|GLEN ALLEN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	THE J.O. JOHNSON GROUP INC.	Jan 11, 2021	Jul 8, 2021	178	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
PNC WEALTH MANAGEMENT	SCOTTRADE INVESTMENT MANAGEMENT	Oct 21, 2013	Apr 7, 2017	1,264	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	PNC WEALTH MANAGEMENT	Jan 6, 2011	Jan 2, 2013	727	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 31, 2009	Jun 7, 2006	-1,181	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	VALIC FINANCIAL ADVISORS, INC.	Aug 31, 2009	Sep 18, 2009	18	Firm change	Other

Relationships

Registered with (6)

→ THE J.O. JOHNSON GROUP INC.Registered adviserregistration: current employment
Jul 8, 2021 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 7, 2017 to Feb 26, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 2, 2013 to Oct 21, 2013factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2009 to Jan 6, 2011factForm ADV

Dated events

No dated event names this entity yet.