DFX Intelligence

C••••••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

C••••••••• E•••••••

Advisor at F•••• P••••••• W•••••• L••

CHARLESTON, WV | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:9e9fbc9f-4c37-7985-6259-0d4138a4867e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 8, 2024	n/a	yes	CHARLESTON, WV\|ST. LOUIS, MO	Current employment
B••••••••• S•••••••• W•••••• L••	Former SEC adviser	Aug 6, 2018	Nov 14, 2024	no	CHARLESTON, WV\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• S•••••••• W•••••• L••	F•••• P••••••• W•••••• L••	Nov 14, 2024	Jul 8, 2024	-129	Bulk transfer	RIA to RIA
A••••• C••••• T••••••• W••••• A••••••• L••	B••••••••• S•••••••• W•••••• L••	Aug 21, 2018	Aug 6, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
119092:143323:WV:2018-08-21	Aug 21, 2018	Aug 6, 2018	CHARLESTON, WV	Firm change

Relationships

Registered with (6)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 8, 2024 to presentfactForm ADV
→ B••••••••• S•••••••• W•••••• L••Registered adviserregistration: previous registration
Aug 6, 2018 to Nov 14, 2024factForm ADV
→ A••••• C••••• T••••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jan 25, 2016 to Aug 21, 2018factForm ADV
→ B••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9e9fbc9f-4c37-7985-6259-0d4138a4867e
First observed: Nov 5, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.