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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

CRD 119092

CHARLESTON, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbddea26-6b0e-2f3a-5c63-5a63bfbe3331

Data as of Mar 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 1
Observed: Mar 15, 2012 to Mar 23, 2018
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Arnett Carbis Toothman Wealth Advisors LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $361MItem 5.F on the latest filing (2018-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $361M
Private client RAUM: $314MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 723
Individual clients: 197
High net worth clients: 105
SEC number: 801-64383
CRD: 119092
Filings on the tape: 14
First filed: Mar 15, 2012
Latest filed: Mar 23, 2018
Organised: Limited Liability Company, West Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A & F FINANCIAL HOLDINGS LLC	HOLDING COMPANY	E	yes	12/2001	Mar 15, 2012	Mar 23, 2018
Hill, David, Douglas	MANAGER, SECRETARY & TREASURER	Na	yes	02/2016	Mar 22, 2016	Mar 23, 2018
MCGHEE, CINDY, SAMOSKY	MANAGER & PRESIDENT	Na	yes	08/2006	Mar 15, 2012	Mar 23, 2018
OXLEY, NICHOLAS, JOEL	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	02/2016	Mar 22, 2016	Mar 23, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A & F INSURANCE ADVISORS LLC	n/a	n/a	n/a	Y	yes	n/a
ARNETT CARBIS TOOTHMAN LLP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW CASTLE	Pa	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 23, 2018	$361M	$361M	7	6	1	n/a	n/a
2016	Mar 29, 2017	$295M	$295M	10	9	n/a	n/a	n/a
2015	Mar 22, 2016	$280M	$280M	10	10	n/a	n/a	n/a
2014	Mar 9, 2015	$280M	$280M	10	9	n/a	n/a	n/a
2013	Mar 13, 2014	$231M	$231M	7	6	n/a	n/a	n/a
2012	Mar 13, 2013	$190M	$190M	6	6	n/a	n/a	n/a
2011	Mar 15, 2012	$177M	$169M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$361M	$295M	22.5%	$280M	8.9%	7	10	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BUCKINGHAM STRATEGIC WEALTH, LLC	3	Aug 21, 2018	Aug 6, 2018	CHARLESTON, WV	Firm absorbed	RIA to RIA	75.0%

Relationships

Controls (4)

← MCGHEE, CINDY, SAMOSKYOwnerMANAGER & PRESIDENT, ownership code NA, individual
Mar 15, 2012 to presentfactForm ADV
← OXLEY, NICHOLAS, JOELOwnerVICE PRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2016 to presentfactForm ADV
← Hill, David, DouglasOwnerMANAGER, SECRETARY & TREASURER, ownership code NA, individual
Mar 22, 2016 to presentfactForm ADV
← A & F FINANCIAL HOLDINGS LLCOwnerHOLDING COMPANY, ownership code E, domestic entity
Mar 15, 2012 to presentfactForm ADV

Registered with (6)

← CINDY SAMOSKY MCGHEEAdvisorregistration: previous registration
Aug 23, 2005 to Aug 21, 2018factForm ADV
← CHRISTOPHER ERLEWINEAdvisorregistration: previous registration
Jan 25, 2016 to Aug 21, 2018factForm ADV
← JERRY ALLEN SLONEAdvisorregistration: previous registration
Oct 6, 2006 to Aug 21, 2018factForm ADV
← COREY EUGENE ALTMANAdvisorregistration: previous registration
Jan 5, 2015 to Aug 21, 2018factForm ADV
← Brittney Michelle MillerAdvisorregistration: previous registration
Sep 28, 2015 to Jan 10, 2018factForm ADV
← JASON ANDREW LUNSFORDAdvisorregistration: previous registration
Aug 8, 2007 to Feb 11, 2008factForm ADV

Moved with (1)

→ BUCKINGHAM STRATEGIC WEALTH, LLCRegistered adviser3 advisors, firm absorbed, same day
Aug 21, 2018 to Aug 6, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbddea26-6b0e-2f3a-5c63-5a63bfbe3331
First observed: Mar 15, 2012
Last observed: Mar 23, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARNETT CARBIS TOOTHMAN WEALTH ADVISORS LLC

CRD 119092

CHARLESTON, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbddea26-6b0e-2f3a-5c63-5a63bfbe3331

Data as of Mar 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

A & F FINANCIAL HOLDINGS LLC

HOLDING COMPANY

yes

12/2001

Mar 15, 2012

Mar 23, 2018

Hill, David, Douglas

MANAGER, SECRETARY & TREASURER

yes

02/2016

Mar 22, 2016

Mar 23, 2018

MCGHEE, CINDY, SAMOSKY

MANAGER & PRESIDENT

yes

08/2006

Mar 15, 2012

Mar 23, 2018

OXLEY, NICHOLAS, JOEL

VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

02/2016

Mar 22, 2016

Mar 23, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

A & F INSURANCE ADVISORS LLC

n/a

yes

n/a

ARNETT CARBIS TOOTHMAN LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW CASTLE

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 23, 2018

$361M

n/a

2016

Mar 29, 2017

$295M

n/a

2015

Mar 22, 2016

$280M

n/a

2014

Mar 9, 2015

$280M

n/a

2013

Mar 13, 2014

$231M

n/a

2012

Mar 13, 2013

$190M

n/a

2011

Mar 15, 2012

$177M

$169M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$361M

$295M

22.5%

$280M

8.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BUCKINGHAM STRATEGIC WEALTH, LLC

Aug 21, 2018

Aug 6, 2018

CHARLESTON, WV

Firm absorbed

RIA to RIA

75.0%