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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

DOMONIC ALAN GUSTAFSON

Advisor at OSAIC WEALTH, INC.

OMAHA, NE

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Search this name across graphsid dfx:ria:9ea58933-8fb2-772d-ea2a-3cfe53e6b4a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Aug 13, 2007
First registration: Aug 15, 2008
Dual registered: yes, broker-dealer
Other names: DOMONIC ALAN GUSTAFSON|DOMONIC A. GUSTAFSON|DOM GUSTAFSON
IAPD individual key: 4907157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	OMAHA, NE	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 26, 2018	Jun 14, 2024	no	OMAHA, NE	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Aug 23, 2016	Mar 21, 2018	no	OMAHA, NE\|OMAHA, NE\|Birmingham, AL	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Mar 4, 2015	Jul 14, 2016	no	LA VISTA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 25, 2012	Jul 14, 2016	no	LA VISTA, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 13, 2010	Aug 23, 2012	no	Germantown, TN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 15, 2008	Sep 1, 2009	no	ENGLEWOOD, CO\|Denver, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	SECURITIES AMERICA ADVISORS, INC.	Mar 21, 2018	Mar 26, 2018	5	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	ARBOR POINT ADVISORS	Jul 14, 2016	Mar 4, 2015	-498	Channel change	Other
ARBOR POINT ADVISORS	CONCOURSE FINANCIAL GROUP ADVISORS	Jul 14, 2016	Aug 23, 2016	40	Firm change	Other
CHARLES SCHWAB & CO., INC.	SECURITIES AMERICA ADVISORS, INC.	Aug 23, 2012	Jul 25, 2012	-29	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 26, 2018 to Jun 14, 2024factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Aug 23, 2016 to Mar 21, 2018factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Mar 4, 2015 to Jul 14, 2016factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 13, 2010 to Aug 23, 2012factForm ADV

Dated events

No dated event names this entity yet.