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C••••••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• C•••••••

Advisor at K•••••••• C•••••• M••••••••• I•••

MISSION, KS

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Search this name across graphsid dfx:ria:9eb113f1-cf43-2b6c-98fc-7e62548bfd78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• C•••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• C•••••• M••••••••• I•••	Mixed wealth	Mar 8, 2018	n/a	yes	MISSION, KS	Current employment
I•••••• A•••••••• I•••	Asset manager	Aug 1, 2014	Jan 16, 2018	no	ATLANTA, GA\|DOWNERS GROVE, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• I•••	K•••••••• C•••••• M••••••••• I•••	Jan 16, 2018	Mar 8, 2018	51	Firm change	Other

Relationships

Registered with (2)

→ K•••••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 8, 2018 to presentfactForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2014 to Jan 16, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9eb113f1-cf43-2b6c-98fc-7e62548bfd78
First observed: Aug 1, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.