DFX Intelligence

L••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)9 years in industry

L••• S•••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Search this name across graphsid dfx:ria:9eb95d57-1632-7def-364e-05f29e221768

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Aug 2, 2022	n/a	yes	West Des Moines, IA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 26, 2021	Jul 18, 2022	no	BRUNING, NE\|HOLDREGE, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F•• W••••• M••••••••• L••	Jul 18, 2022	Aug 2, 2022	15	Firm change	RIA to ibd
S•••••••• B••••••••• L••	L•• F•••••••• L••	May 12, 2021	May 26, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
158108:284840:NE:2020-10-09	Oct 9, 2020	Oct 14, 2020	HOLDREGE, NE	Firm change

Relationships

Registered with (4)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 2, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 26, 2021 to Jul 18, 2022factForm ADV
→ S•••••••• B••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2020 to May 12, 2021factForm ADV
→ U••••••••• W••••• M••••••••• L••

Dated events

Occurred
Jul 18, 2022
Advisor changed firm
L••• S••••• left L•• F•••••••• L•• for F•• W••••• M••••••••• L•• (registered 2022-08-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9eb95d57-1632-7def-364e-05f29e221768
First observed: Jul 14, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.