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Advisor at WESTERN WEALTH MANAGEMENT LLC
Durango, CO | DURANGO, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Apr 27, 2018 | n/a | yes | Durango, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 27, 2018 | n/a | yes | DURANGO, CO|DURANGO, CO | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 13, 2007 | Oct 23, 2015 | no | DENVER, CO|WEEHAWKEN, NJ|DURANGO, CO|DURANGO, CO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 3, 2000 | Dec 16, 2002 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Oct 23, 2015 | Apr 27, 2018 | 917 | Firm change after gap | Wirehouse to RIA |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Dec 16, 2002 | Nov 13, 2007 | 1,793 | Firm change after gap | Other |