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Advisor at KESTRA ADVISORY SERVICES, LLC
Westwood, MA | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 1, 2025 | n/a | yes | AUSTIN, TX|Westwood, MA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 19, 2010 | Oct 2, 2025 | no | AUBURN, ME|FALMOUTH, ME|FALMOUTH, ME|BURLINGTON, MA | Previous registration |
| TD WEALTH MANAGEMENT SERVICES INC. | n/a | Nov 17, 2009 | Feb 17, 2010 | no | SCARBOROUGH, ME|WESTBROOK, ME | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jun 15, 2006 | Nov 17, 2009 | no | SCARBOROUGH, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | KESTRA ADVISORY SERVICES, LLC | Oct 2, 2025 | Oct 1, 2025 | -1 | Firm change | Ibd to ibd |
| TD WEALTH MANAGEMENT SERVICES INC. | COMMONWEALTH FINANCIAL NETWORK | Feb 17, 2010 | Mar 19, 2010 | 30 | Firm change | Other |
| CETERA INVESTMENT SERVICES LLC | TD WEALTH MANAGEMENT SERVICES INC. | Nov 17, 2009 | Nov 17, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:283330:MA:2025-10-02 | Oct 2, 2025 | Oct 1, 2025 | BURLINGTON, MA | Firm change |