DFX Intelligence

A•••• L••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

A•••• L••••••• L•••

Advisor at L•••

SOUTH JORDAN, UT | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ece48bd-7363-02e9-6999-0af08fb546ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 27, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 17, 2025	n/a	yes	SOUTH JORDAN, UT\|LOS ANGELES, CA	Current employment
C••••••••• F••••••••	Former SEC adviser	Jun 27, 2024	Jun 16, 2025	no	South Jordan, UT\|SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F••••••••	L•••	Jun 16, 2025	Jun 17, 2025	1	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
143442:269866:AZ:2025-06-16	Jun 16, 2025	Jun 17, 2025	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jun 17, 2025 to presentfactForm ADV
→ C••••••••• F••••••••Registered adviserregistration: previous registration
Jun 27, 2024 to Jun 16, 2025factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ece48bd-7363-02e9-6999-0af08fb546ce
First observed: Jun 27, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.