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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

ERIC SCOTT JOHNSON

Advisor at LPL FINANCIAL LLC

PARAMUS, NJ

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Search this name across graphsid dfx:ria:9ed03045-0546-412a-dde4-23dcf554cf73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 13, 2009
First registration: Oct 14, 2009
Dual registered: yes, broker-dealer
Other names: ERIC JOHNSON
IAPD individual key: 5545450

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2024	n/a	yes	PARAMUS, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 14, 2020	Apr 3, 2024	no	PARAMUS, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 18, 2012	Mar 16, 2020	no	POUGHKEEPSIE, NY	Previous registration
WADDELL & REED	Former SEC adviser	Oct 14, 2009	Jun 20, 2012	no	HAMDEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	LPL FINANCIAL LLC	Apr 3, 2024	Apr 2, 2024	-1	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 16, 2020	Apr 14, 2020	29	Firm change	Wirehouse to ibd
WADDELL & REED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 20, 2012	Jun 18, 2012	-2	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 2, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 14, 2020 to Apr 3, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 18, 2012 to Mar 16, 2020factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 14, 2009 to Jun 20, 2012factForm ADV

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
Eric Scott Johnson left Fidelity Personal And Workplace Advisors for Lpl Financial Llc (registered 2024-04-02)
Form ADVobserved 5 days ago