This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SYMPHONY FINANCIAL, LTD. CO.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 17, 2025

First registration

Nov 18, 2025

Dual registered

yes, broker-dealer

Other names

Nichole Betancur

IAPD individual key

7230266

• Occurred

  Apr 23, 2026
  Advisor changed firm

  Nichole Carr left Sanctuary Advisors, Llc for Symphony Financial, Ltd. Co. (registered 2026-06-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9ed60f8b-ff94-515d-9309-8b44e1cb93ec

First observed

Nov 18, 2025

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.