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Advisor at BNY MELLON SECURITIES CORPORATION
UNIONDALE, NY | NEW YORK, NY | SMITHTOWN, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | Other adviser | Jun 3, 2010 | n/a | yes | UNIONDALE, NY|NEW YORK, NY|SMITHTOWN, NY | Current employment |
| FIRST EMPIRE ASSET MANAGEMENT, INC | Former SEC adviser | Oct 15, 2009 | Jan 11, 2010 | no | HAUPPAUGE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST EMPIRE ASSET MANAGEMENT, INC | BNY MELLON SECURITIES CORPORATION | Jan 11, 2010 | Jun 3, 2010 | 143 | Firm change | Other |