This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$24.6MItem 5.F on the latest filing (2016-04-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$24.6M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Accounts

63

SEC number

801-77142

CRD

164925

Filings on the tape

11

First filed

Sep 7, 2012

Latest filed

Apr 1, 2016

Organised

Limited Partnership, Delaware

• Occurred

  Sep 7, 2012
  Succession filed (Item 4)

  Stone Toro Investment Advisers reported succeeding to the business of Another Adviser (Form ADV Item 4)

  Form ADVobserved 5 days ago
• Occurred

  Sep 7, 2012
  First Form ADV filing

  Stone Toro Investment Advisers filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9edcb779-39ae-6170-2170-74bb96db6b50

First observed

Sep 7, 2012

Last observed

Apr 1, 2016 127 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.