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RIA / WealthAdvisor32 years in industry

DAVID WILLIAM COOK

Advisor at FACTOR INVESTMENT SOLUTIONS, LLC

TUCSON, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACTOR INVESTMENT SOLUTIONS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 12, 1993
First registration: Sep 22, 2004
Dual registered: no
Other names: DAVID W COOK
IAPD individual key: 2317741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FACTOR INVESTMENT SOLUTIONS, LLC	State registered	Apr 19, 2006	n/a	yes	TUCSON, AZ\|TUCSON, AZ	Current employment
STRATEGY ASSET MANAGERS L.L.C.	Independent wealth	Jun 9, 2016	Jan 3, 2018	no	Woodcliff Lake, NJ	Previous registration
STONE TORO INVESTMENT ADVISERS	Former SEC adviser	May 30, 2014	Mar 25, 2015	no	PRINCETON, NJ	Previous registration
ELEVAGE PARTNERS, LLC	Independent wealth	Aug 6, 2013	Apr 29, 2014	no	PRINCETON, NJ	Previous registration
SYMMETRY PARTNERS	Independent wealth	Sep 22, 2004	Dec 31, 2005	no	CRANBURY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGY ASSET MANAGERS L.L.C.	n/a	Jan 3, 2018	n/a	n/a	Departure no registered destination	Departure
STONE TORO INVESTMENT ADVISERS	STRATEGY ASSET MANAGERS L.L.C.	Mar 25, 2015	Jun 9, 2016	442	Firm change after gap	Other
ELEVAGE PARTNERS, LLC	STONE TORO INVESTMENT ADVISERS	Apr 29, 2014	May 30, 2014	31	Firm change	Other
SYMMETRY PARTNERS	FACTOR INVESTMENT SOLUTIONS, LLC	Dec 31, 2005	Apr 19, 2006	109	Firm change	Other

Relationships

Registered with (5)

→ FACTOR INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: current employment
Apr 19, 2006 to presentfactForm ADV
→ STRATEGY ASSET MANAGERS L.L.C.Registered adviserregistration: previous registration
Jun 9, 2016 to Jan 3, 2018factForm ADV
→ STONE TORO INVESTMENT ADVISERSRegistered adviserregistration: previous registration
May 30, 2014 to Mar 25, 2015factForm ADV
→ ELEVAGE PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 6, 2013 to Apr 29, 2014factForm ADV
→ SYMMETRY PARTNERSRegistered adviserregistration: previous registration
Sep 22, 2004 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.