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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MUNTZ FINANCIAL, LLC

CRD 145971

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ede0cba-0a70-3bb5-4e1e-cbae4fa49b30

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Sep 3, 2024 to Mar 31, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.64 fund_share=0.0 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $178MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $113MderivedItem 5.D individuals plus high net worth individuals
Private client share: 64%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $35.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 252
Individual clients: 61
High net worth clients: 32
Private funds: 1Schedule D 7.B(1)
SEC number: 801-131242
CRD: 145971
Filings on the tape: 6
First filed: Sep 3, 2024
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, PA
Website: muntzfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID MICHAEL MUNTZ	n/a	DOYLESTOWN, PA	18	27	4	no
Kevin Joseph Horgan	n/a	DOYLESTOWN, PA	4	10	n/a	no
KIMBERLY BETH THOMAS	n/a	DOYLESTOWN, PA	0	11	2	no
Dylan Matthew Smith	n/a	DOYLESTOWN, PA	0	12	n/a	no
CHRISTOPHER MICHAEL DOUGHERTY	n/a	DOYLESTOWN, PA	0	10	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GS4 FUND, LLC	Hedge Fund	$1.8M	Dec 22, 2024	14	Sep 3, 2024	reported	021-1912924

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MUNTZ, DAVID, MICHAEL	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	12/2007	Sep 3, 2024	Dec 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID M. MUNTZ	n/a	n/a	n/a	Y	no	n/a
DONALD IRVING OHARA	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$178M	$177M	3	2	0	1	n/a
2024	Apr 7, 2025	$153M	$153M	3	2	0	1	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$178M	$153M	15.9%	n/a	n/a	3	3	0	0

Relationships

Registered with (7)

← CHRISTOPHER MICHAEL DOUGHERTYAdvisorregistration: current employment
Apr 3, 2026 to presentfactForm ADV
← Dylan Matthew SmithAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← KIMBERLY BETH THOMASAdvisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← Kevin Joseph HorganAdvisorregistration: current employment
Dec 17, 2021 to presentfactForm ADV
← DAVID MICHAEL MUNTZAdvisorregistration: current employment
Jan 8, 2008 to presentfactForm ADV
← peter jordan strzeleckiAdvisorregistration: previous registration
Jan 13, 2020 to Feb 29, 2024factForm ADV
← Christopher Von HollandAdvisorregistration: previous registration
Jan 25, 2013 to Feb 3, 2014factForm ADV

Advises (1)

→ GS4 FUND, LLCPrivate fundHedge Fund, IA
Sep 3, 2024 to presentfactForm ADV

Controls (1)

← MUNTZ, DAVID, MICHAELOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 3, 2024 to Dec 22, 2024factForm ADV

Dated events

Occurred
Sep 3, 2024
First Form ADV filing
Muntz Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Peter Jordan Strzelecki left Muntz Financial, Llc for Philadelphus Capital (registered 2025-11-20)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ede0cba-0a70-3bb5-4e1e-cbae4fa49b30
First observed: Sep 3, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MUNTZ FINANCIAL, LLC

CRD 145971

DOYLESTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ede0cba-0a70-3bb5-4e1e-cbae4fa49b30

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID MICHAEL MUNTZ

n/a

DOYLESTOWN, PA

Kevin Joseph Horgan

n/a

DOYLESTOWN, PA

n/a

KIMBERLY BETH THOMAS

n/a

DOYLESTOWN, PA

Dylan Matthew Smith

n/a

DOYLESTOWN, PA

n/a

CHRISTOPHER MICHAEL DOUGHERTY

n/a

DOYLESTOWN, PA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GS4 FUND, LLC

Hedge Fund

$1.8M

Dec 22, 2024

Sep 3, 2024

reported

021-1912924

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MUNTZ, DAVID, MICHAEL

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

12/2007

Sep 3, 2024

Dec 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID M. MUNTZ

n/a

DONALD IRVING OHARA

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$178M

$177M

n/a

2024

Apr 7, 2025

$153M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$178M

$153M

15.9%

n/a