DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Muntz Financial, LLC
Latest filing Mar 31, 2026
First filing on the tape Sep 3, 2024 · 6 filings
SEC status approved since Oct 3, 2024
RAUM
$178M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
64%
$113M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$35.5M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$178M as of Mar 31, 2026
Jan 2, 2025$155M then
HNW client RAUM$98.1M as of Mar 31, 2026
Jan 2, 2025$85.4M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Jan 2, 20252 then
Employees (5.A)3 as of Mar 31, 2026
Jan 2, 20253 then
Private funds1 as of Mar 31, 2026
Jan 2, 20251 then
RAUM +16% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $35.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $704,767derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 31%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.6derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$98.1M55%
- Pension and profit-sharing plans$55.1M31%
- Individuals$15.0M8.4%
- Corporations and businesses$9.1M5.1%
- Pooled investment vehicles$267,1100.2%
- Charitable organizations$109,1700.1%
- Individual clients
- 61reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 252reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.64 fund_share=0.0 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Michael Muntz | Doylestown, Pa | Jan 8, 2008 | 27 y | 4 |
| Kevin Joseph Horgan | Doylestown, Pa | Dec 17, 2021 | 10 y | 0 |
| Kimberly Beth Thomas | Doylestown, Pa | Sep 26, 2025 | 11 y | 2 |
| Dylan Matthew Smith | Doylestown, Pa | Jan 7, 2026 | 12 y | 0 |
| Christopher Michael Dougherty | Doylestown, Pa | Apr 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Peter Jordan Strzelecki to Philadelphus CapitalFeb 29, 2024 · RIA to a state-registered adviser
- Christopher Von Holland to M Holdings Securities, Inc.Feb 3, 2014 · Other
Joined, latest
- Kimberly Beth Thomas from Thrive Capital Management, LLCSep 26, 2025 · RIA to RIA
- David Michael Muntz from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 8, 2008 · Wirehouse to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gs4 Fund, LLC | Hedge Fund | $1.8M | 14 | Sep 3, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Michael David Muntz · President/Chief Compliance Officercontrolsince 12/2007 · owns 75% or more
Related persons
Schedule D 7.A
- David M. Muntzpooled vehicle sponsory
- Donald Irving Oharapooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Doylestown, Pa · principal | 5 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 229 to 252Apr 7, 2025 to Mar 31, 2026
- Corporate clients · 8 to 5Apr 7, 2025 to Mar 31, 2026
- HNW clients · 38 to 32Apr 7, 2025 to Mar 31, 2026
- Individual clients · 53 to 61Apr 7, 2025 to Mar 31, 2026
- Pension plan clients · 23.0 to unsetApr 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $153M to $177MApr 7, 2025 to Mar 31, 2026
- HNW RAUM · $86.1M to $98.1MApr 7, 2025 to Mar 31, 2026
- Individual RAUM · $14.0M to $15.0MApr 7, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $104,000 to $445,320Apr 7, 2025 to Mar 31, 2026
- Pension RAUM · $44.5M to $55.1MApr 7, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $467,577 to $267,110Apr 7, 2025 to Mar 31, 2026
- RAUM · $153M to $178MApr 7, 2025 to Mar 31, 2026
- Accounts · 238 to 229Jan 2, 2025 to Apr 7, 2025
- Corporate clients · 6 to 8Jan 2, 2025 to Apr 7, 2025
- HNW clients · 39 to 38Jan 2, 2025 to Apr 7, 2025
- Individual clients · 50 to 53Jan 2, 2025 to Apr 7, 2025
- Financial planning clients · 0 to 0Jan 2, 2025 to Apr 7, 2025
- Discretionary RAUM · $154M to $153MJan 2, 2025 to Apr 7, 2025
- HNW RAUM · $85.4M to $86.1MJan 2, 2025 to Apr 7, 2025
- Individual RAUM · $13.3M to $14.0MJan 2, 2025 to Apr 7, 2025
- Non-discretionary RAUM · $406,816 to $104,000Jan 2, 2025 to Apr 7, 2025
- Pension RAUM · $46.3M to $44.5MJan 2, 2025 to Apr 7, 2025
- Pooled vehicle RAUM · $1.4M to $467,577Jan 2, 2025 to Apr 7, 2025
- RAUM · $155M to $153MJan 2, 2025 to Apr 7, 2025
- Advisory employees · 3 to 2Sep 3, 2024 to Oct 24, 2024
- Employees · 4 to 3Sep 3, 2024 to Oct 24, 2024
- State-registered IARs · 3 to 2Sep 3, 2024 to Oct 24, 2024
Signals
2 dated events
- Muntz Financial, Llc filed its initial SEC registration (Form ADV)Sep 3, 2024 · First SEC registration · fact
- Peter Jordan Strzelecki left Muntz Financial, Llc for Philadelphus Capital (registered 2025-11-20)Feb 29, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 215-283-1933reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 610-500-5683reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MUNTZFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 215-262-6909reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026