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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

ANTHONY NICHOLAS CODISPOTI

Advisor at MORGAN STANLEY

Holmdel, NJ | Red Bank, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 22, 1994
First registration: Jun 6, 2002
Dual registered: yes, broker-dealer
Other names: ANTHONY N CODISPOTI|ANTHONY NICHOLAS CODISPOTI|ANTHONY CODISPOTI
IAPD individual key: 2434698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Nov 8, 2024	n/a	yes	Holmdel, NJ\|Red Bank, NJ	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 15, 2013	Nov 20, 2024	no	HOLMDEL, NJ\|RED BANK, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 5, 2013	no	RED BANK, NJ\|Red Bank, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 7, 2005	Jun 1, 2009	no	RED BANK, NJ\|RED BANK, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jan 10, 2005	no	RED BANK, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 6, 2002	Jul 1, 2003	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Nov 20, 2024	Nov 8, 2024	-12	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Mar 5, 2013	Feb 15, 2013	-18	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Jan 10, 2005	Jan 7, 2005	-3	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149777:NJ:2024-11-07	Nov 20, 2024	Nov 8, 2024	RED BANK, NJ	Firm change

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 5, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 15, 2013 to Nov 20, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 7, 2005 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jan 10, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 6, 2002 to Jul 1, 2003factForm ADV

Dated events

Occurred
Nov 20, 2024
Advisor changed firm
Anthony Nicholas Codispoti left Ubs Financial Services Inc. for Morgan Stanley (registered 2024-11-08)
Form ADVobserved 6 days ago