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Registered advisor
A•••••• N••••••• C••••••••
Feed of 09/14/2026
Also filed as A•••••• N C••••••••
At current firm
1 y
since Nov 8, 2024
In the industry
32 y
since Mar 22, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 8, 2024 · Holmdel, Nj
- U•• F•••••••• S••••••• I••• wirehouseFeb 15, 2013 to Nov 20, 2024 · Holmdel, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 5, 2013 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 7, 2005 to Jun 1, 2009 · Red Bank, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jan 10, 2005 · Red Bank, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJun 6, 2002 to Jul 1, 2003 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Nov 20, 2024, registered Nov 8, 2024 (-12 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 5, 2013, registered Feb 15, 2013 (-18 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Jan 10, 2005, registered Jan 7, 2005 (-3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- A•••••• N••••••• C•••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2024-11-08)Nov 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address