DFX Intelligence
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Reading the graph
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Advisor at O• I••••••••• M••••••••• C•
Rockland, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Jan 2, 2025 | n/a | yes | Rockland, MA | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Nov 2, 2018 | Dec 26, 2024 | no | ROCKLAND, MA|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | O• I••••••••• M••••••••• C• | Dec 26, 2024 | Jan 2, 2025 | 7 | Firm change | Ibd to ibd |
| S••••••• I••••••••• I••• | O•••• W•••••• I••• | Nov 2, 2018 | Nov 2, 2018 |
| S••••••• I••••••••• I••• | Former SEC adviser | Feb 17, 2016 | Nov 2, 2018 | no | ROCKLAND, MA|NASHVILLE, TN|GOLD RIVER, CA | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Aug 14, 2006 | Dec 28, 2015 | no | ROCKLAND, MA | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Jan 27, 2006 | Jul 18, 2006 | no | ROCKLAND, MA|ROCKLAND, MA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| S••••••• F•••••••• S•••••••• I••• | S••••••• I••••••••• I••• | Dec 28, 2015 | Feb 17, 2016 | 51 | Bulk transfer | Other |
| I••••• F•••••••• C••••••••• | S••••••• F•••••••• S•••••••• I••• | Jul 18, 2006 | Aug 14, 2006 | 27 | Firm change | Other |