DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Robert Sickorez

On Investment Management CoBD affiliatedRockland, Madual registrantIAPD 2753141

Feed of 09/14/2026

Also filed as Jim Sickorez

At current firm

1 y

since Jan 2, 2025

In the industry

30 y

since Aug 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

On Investment Management Co BD affiliated current
since Jan 2, 2025 · Rockland, Ma
Osaic Wealth, Inc. BD affiliated
Nov 2, 2018 to Dec 26, 2024 · Rockland, Ma
Signator Investors, Inc. former
Feb 17, 2016 to Nov 2, 2018 · Rockland, Ma
Signator Financial Services, Inc. former
Aug 14, 2006 to Dec 28, 2015 · Rockland, Ma
Invest Financial Corporation former
Jan 27, 2006 to Jul 18, 2006 · Rockland, Ma

Moves

a registration end followed by a registration begin elsewhere

Osaic Wealth, Inc. to On Investment Management Co
left Dec 26, 2024, registered Jan 2, 2025 (7 days) · Affiliated broker-dealer or bank to another
Signator Investors, Inc. to Osaic Wealth, Inc.
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signator Financial Services, Inc. to Signator Investors, Inc.
left Dec 28, 2015, registered Feb 17, 2016 (51 days) · corporate re-registration, not a move
Invest Financial Corporation to Signator Financial Services, Inc.
left Jul 18, 2006, registered Aug 14, 2006 (27 days) · Other

Signals

James Robert Sickorez left Osaic Wealth, Inc. for On Investment Management Co (registered 2025-01-02)
Dec 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address