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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jan 4, 2021 | n/a | yes | DENVER, CO | Current employment |
| ALERA INVESTMENT ADVISORS, LLC | Mixed wealth | Nov 2, 2017 | Jan 25, 2021 | no | Greenwood Village, CO|DEERFIELD, IL|Greenwood Village, CO | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 7, 2016 | Nov 2, 2017 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALERA INVESTMENT ADVISORS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Jan 25, 2021 | Jan 4, 2021 | -21 | Firm change | RIA to RIA |
| SECURIAN FINANCIAL SERVICES, INC. | ALERA INVESTMENT ADVISORS, LLC | Nov 2, 2017 | Nov 2, 2017 | 0 | Bulk transfer | Other |