RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• D••••• S••••• W•••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 4, 2021 · Denver, Co
- A•••• I••••••••• A•••••••• L•• mixed wealthNov 2, 2017 to Jan 25, 2021 · Greenwood Village, Co
- S••••••• F•••••••• S•••••••• I••• formerSep 7, 2016 to Nov 2, 2017 · Greenwood Village, Co
- A•••• I••••••••• A•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Jan 25, 2021, registered Jan 4, 2021 (-21 days) · RIA to RIA
- S••••••• F•••••••• S•••••••• I••• to A•••• I••••••••• A•••••••• L••left Nov 2, 2017, registered Nov 2, 2017 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address