DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• I••••••••• A•••••••• L••
Sewickley, PA | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• I••••••••• A•••••••• L•• | I•••••••••_WEALTH | Jan 9, 2026 | n/a | yes | DALLAS, TX|Sewickley, PA | Current employment |
| O•• P••••••• | Former SEC adviser | Oct 21, 2024 | Jan 5, 2026 | no | Cranberry TWP, PA|DALLAS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•• P••••••• | A••••••• I••••••••• A•••••••• L•• | Jan 5, 2026 | Jan 9, 2026 | 4 | Firm change | RIA to RIA |
| C••••• I••••••••• A••••••• L•• | O•• P••••••• | Oct 21, 2024 | Oct 21, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 312728:322879:TX:2026-01-05 | Jan 5, 2026 | Jan 9, 2026 | DALLAS, TX | Firm change |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | Oct 21, 2024 | no | SEWICKLEY, PA | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Nov 26, 2012 | Jun 29, 2023 | no | SEWICKLEY, PA|CRANBERRY TOWNSHIP, PA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | May 19, 2011 | Nov 27, 2012 | no | PITTSBURGH, PA|WYOMISSING, PA|WAYNE, PA | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jan 1, 2004 | May 19, 2011 | no | PITTSBURGH, PA|SEVEN FIELDS, PA | Previous registration |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | May 12, 2003 | Jan 1, 2004 | no | PITTSBURGH, PA | Previous registration |
| Firm change |
| Ibd to RIA |
| C••••• A•••••• N••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| W•••• F•••• A••••••• | C••••• A•••••• N••••••• L•• | Nov 27, 2012 | Nov 26, 2012 | -1 | Firm change | Other |
| P•• W••••• M••••••••• | W•••• F•••• A••••••• | May 19, 2011 | May 19, 2011 | 0 | Firm change | Other |
| J••••• H•••••••• W••• L••••• L•• | P•• W••••• M••••••••• | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |