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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Cornelia Ruth Mallari

Advisor at CHARLES SCHWAB & CO., INC.

Annapolis, MD | Gaithersburg, MD

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Search this name across graphsid dfx:ria:9f0816d7-50a2-81ea-edb4-a56d40791ca7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 14, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 15, 1998
First registration: Nov 14, 1997
Dual registered: yes, broker-dealer
Other names: CHICHI MALLARI|CORNELIA RUTH MALLARI|CORNELIA RUTH MALLARI-COWEN|CORNELIA R COWEN-MALLARI|CORNELIA RUTH MALLARI-COWEN
IAPD individual key: 2407437

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 15, 2015	n/a	yes	Annapolis, MD\|Gaithersburg, MD	Current employment
OMEGA WEALTH MANAGEMENT LLC	Independent wealth	Apr 19, 2013	Mar 10, 2014	no	ARLINGTON, VA	Previous registration
CAMPBELL WEALTH MANAGEMENT, INC.	Former SEC adviser	Oct 17, 2012	Feb 27, 2013	no	ALEXANDRIA, VA	Previous registration
FREED ADVISORS	Former SEC adviser	Apr 12, 2011	Sep 11, 2012	no	CHEVY CHASE, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 19, 2007	Mar 11, 2011	no	MCLEAN, VA\|MCLEAN, VA\|BETHESDA, MD\|COLUMBIA, MD\|MCLEAN, VA\|MCLEAN, VA\|MCLEAN, VA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 14, 1997	Aug 8, 2005	no	ALEXANDRIA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OMEGA WEALTH MANAGEMENT LLC	CHARLES SCHWAB & CO., INC.	Mar 10, 2014	Apr 15, 2015	401	Firm change after gap	Other
CAMPBELL WEALTH MANAGEMENT, INC.	OMEGA WEALTH MANAGEMENT LLC	Feb 27, 2013	Apr 19, 2013	51	Firm change	Other
FREED ADVISORS	CAMPBELL WEALTH MANAGEMENT, INC.	Sep 11, 2012	Oct 17, 2012	36	Firm change	Other
WELLS FARGO ADVISORS	FREED ADVISORS	Mar 11, 2011	Apr 12, 2011	32	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Aug 8, 2005	Jul 19, 2007	710	Firm change after gap	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Apr 15, 2015 to presentfactForm ADV
→ OMEGA WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 19, 2013 to Mar 10, 2014factForm ADV
→ CAMPBELL WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 17, 2012 to Feb 27, 2013factForm ADV
→ FREED ADVISORSRegistered adviserregistration: previous registration
Apr 12, 2011 to Sep 11, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 19, 2007 to Mar 11, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 14, 1997 to Aug 8, 2005factForm ADV

Dated events

No dated event names this entity yet.