DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••••• R••• M••••••

C•••••• S••••• • C••• I•••national BDAnnapolis, Md dual registrantIAPD 2407437

Feed of 09/15/2026

Also filed as Chichi Mallari

At current firm

11 y

since Apr 15, 2015

In the industry

28 y

since Nov 14, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Apr 15, 2015 · Annapolis, Md
O•••• W••••• M••••••••• L•• independent RIA
Apr 19, 2013 to Mar 10, 2014 · Arlington, Va
C••••••• W••••• M••••••••• I••• former
Oct 17, 2012 to Feb 27, 2013 · Alexandria, Va
F•••• A••••••• former
Apr 12, 2011 to Sep 11, 2012 · Chevy Chase, Md
W•••• F•••• A••••••• wirehouse
Jul 19, 2007 to Mar 11, 2011 · Mclean, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 14, 1997 to Aug 8, 2005 · Alexandria, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• W••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Mar 10, 2014, registered Apr 15, 2015 (401 days) · Other
C••••••• W••••• M••••••••• I••• to O•••• W••••• M••••••••• L••
left Feb 27, 2013, registered Apr 19, 2013 (51 days) · Other
F•••• A••••••• to C••••••• W••••• M••••••••• I•••
left Sep 11, 2012, registered Oct 17, 2012 (36 days) · Other
W•••• F•••• A••••••• to F•••• A•••••••
left Mar 11, 2011, registered Apr 12, 2011 (32 days) · Other
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Aug 8, 2005, registered Jul 19, 2007 (710 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address