DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NEWEDGE ADVISORS
Santa Monica, CA | Silverthorne, CO | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | May 29, 2026 | n/a | yes | Santa Monica, CA|Silverthorne, CO|NEW ORLEANS, LA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Aug 10, 2017 | Jun 12, 2026 | no | BEVERLY HILLS, CA|Silverthorne, CO|Venice, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 24, 2009 | Aug 11, 2017 | no | BEVERLY HILLS, CA|Beverly Hills, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 21, 2008 | Dec 2, 2009 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | NEWEDGE ADVISORS | Jun 12, 2026 | May 29, 2026 | -14 | Firm change | Ibd to ibd |
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Aug 11, 2017 | Aug 10, 2017 | -1 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Dec 2, 2009 | Nov 24, 2009 | -8 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:31194:CA:2017-08-11 | Aug 11, 2017 | Aug 10, 2017 | BEVERLY HILLS, CA | Firm change |