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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | HUNTINGTON BEACH, CA | Huntington Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 15, 2021 | n/a | yes | SAN DIEGO, CA|Huntington Beach, CA|HUNTINGTON BEACH, CA | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Mar 26, 2019 | Dec 21, 2021 | no | HUNTINGTON BEACH, CA|HUNTINGTON BEACH, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 17, 2017 | Dec 21, 2021 | no | Huntington Beach, CA|HUNTINGTON BEACH, CA | Previous registration |
| THE ELITE FINANCIAL NETWORK, INC. | n/a | Dec 2, 2011 | Jan 15, 2017 | no | HUNTINGTON BEACH, CA | Previous registration |
| THE ELITE FINANCIAL NETWORK, INC. | n/a | Feb 24, 2010 | Aug 22, 2011 | no | HUNTINGTON BEACH, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | May 1, 2009 | Nov 10, 2017 | no | El Segundo, CA|HUNTINGTON BEACH, CA|VAN NUYS, CA|LONG BEACH, CA|ARCADIA, CA|WHITTIER, CA|VENICE, CA|ESCONDIDO, CA|CAMARILLO, CA|IRVINE, CA|TORRANCE, CA | Previous registration |
| THE ELITE FINANCIAL NETWORK, INC. | n/a | Jul 31, 2008 | Dec 31, 2009 | no | HUNTINGTON BEACH, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 9, 2006 | May 4, 2009 | no | ORANGE, CA|COSTA MESA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | ARBOR POINT ADVISORS | Dec 21, 2021 | Mar 26, 2019 | -1,001 | Channel change | Ibd to ibd |
| ARBOR POINT ADVISORS | LPL FINANCIAL LLC | Dec 21, 2021 | Dec 15, 2021 | -6 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | THE ELITE FINANCIAL NETWORK, INC. | Nov 10, 2017 | Feb 24, 2010 | -2,816 | Firm change after gap | Other |
| THE ELITE FINANCIAL NETWORK, INC. | SECURITIES AMERICA ADVISORS, INC. | Jan 15, 2017 | Oct 17, 2017 | 275 | Firm change | Other |
| THE ELITE FINANCIAL NETWORK, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Dec 31, 2009 | May 1, 2009 | -244 | Firm change after gap | Other |
| OSAIC WEALTH, INC. | THE ELITE FINANCIAL NETWORK, INC. | May 4, 2009 | Jul 31, 2008 | -277 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:165127:CA:2021-12-21 | Dec 21, 2021 | Mar 26, 2019 | HUNTINGTON BEACH, CA | Firm change after gap |
| 29604:130312:CA:2017-10-25 | Nov 10, 2017 | Feb 24, 2010 | TORRANCE, CA | Firm change after gap |