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Advisor at WAVERLY ADVISORS, LLC
Mandeville, LA | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WAVERLY ADVISORS, LLC | Independent wealth | May 7, 2026 | n/a | yes | Mandeville, LA|BIRMINGHAM, AL | Current employment |
| TRUWEALTH ADVISORS, LLC | Former SEC adviser | Jul 17, 2020 | Apr 24, 2026 | no | Mandeville, LA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 22, 2014 | Jul 22, 2020 | no | MANDEVILLE, LA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 15, 2006 | Jan 30, 2014 | no | MANDEVILLE, LA|MANDEVILLE, LA|METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUWEALTH ADVISORS, LLC | WAVERLY ADVISORS, LLC | Apr 24, 2026 | May 7, 2026 | 13 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | TRUWEALTH ADVISORS, LLC | Jul 22, 2020 | Jul 17, 2020 | -5 | Firm change | Ibd to new firm |
| MSI FINANCIAL SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 30, 2014 | Jan 22, 2014 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 306876:115332:LA:2026-04-24 | Apr 24, 2026 | May 7, 2026 | MANDEVILLE, LA | Firm change |
| 6363:306876:LA:2020-07-21 | Jul 22, 2020 | Jul 17, 2020 | MANDEVILLE, LA | Firm change |