This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 2, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

16derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63

First exam

Nov 2, 1993

First registration

Dec 16, 2003

Dual registered

yes, broker-dealer

Other names

CHARLIE WAGNER|CHUCK WAGNER

IAPD individual key

2412527

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9f191bdd-2b64-bd55-5a53-c4fc28b5323a

First observed

Dec 16, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.