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CRD 106802
LAS CRUCES, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC MARSHALL WALTON | n/a | LAS CRUCES, NM | 22 | 23 | n/a | no |
| PATRICK M GROOMS | Certified Financial Planner|Chartered Financial Analyst | LAS CRUCES, NM | 10 | 16 | 2 | no |
| Scott Michael Lieberwirth | Certified Financial Planner | LAS CRUCES, NM | 5 | 15 | n/a | no |
| Jonathan Michael Stirling | n/a | Centennial, CO | LAS CRUCES, NM | 4 | 15 | n/a | no |
| Jolie Tixier | n/a | LAS CRUCES, NM | 2 | 15 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SPENCE ASSET MANAGEMENT STRATEGIC OPPORTUNITIES FUND I, LP | Real Estate Fund | $2.2M | Aug 9, 2024 | 9 | Jun 4, 2024 | reported | 021-455794 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WALTON, ERIC, MARSHALL | President | D | yes | 01/2010 | Jan 24, 2012 | Aug 9, 2024 |
| WALTON, SHEILA, CHRISTINE | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2010 | Jan 24, 2012 | Aug 9, 2024 |
| GROOMS, PATRICK, M | Shareholder | Na | no | 01/2018 | Feb 6, 2019 | Aug 9, 2024 |
| KOZNEY, SCOTT, FREDERICK | Shareholder | B | no | 01/2018 | Feb 6, 2019 | Aug 9, 2024 |
| SPENCE, JAMES, WILLIAM | Director | B | no | 01/2010 | Jan 24, 2012 | Aug 9, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Centennial | Co | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 7, 2026 | $796M | $789M | 10 | 8 | 1 | n/a | n/a |
| 2024 | Feb 25, 2025 | $715M | $709M | 7 | 7 | 1 | n/a | n/a |
| 2023 | Jan 18, 2024 | $621M | $615M | 7 | 7 | 2 | n/a | n/a |
| 2022 | Feb 22, 2023 | $483M | $477M | 7 | 7 | 1 | n/a | n/a |
| 2021 | Jan 19, 2022 | $593M | $586M | 5 | 5 | 1 | n/a | n/a |
| 2020 | Jan 26, 2021 | $493M | $486M | 8 | 6 | 0 | n/a | n/a |
| 2019 | Mar 11, 2020 | $310M | $305M | 7 | 6 | 0 | n/a | n/a |
| 2018 | Feb 6, 2019 | $236M | $218M | 7 | 6 | 0 | n/a | n/a |
| 2017 | Feb 12, 2018 | $217M | $188M | 7 | 6 | 0 | n/a | n/a |
| 2016 | Jan 12, 2017 | $161M | $143M | 7 | 6 | n/a | n/a | n/a |
| 2015 | Jan 12, 2016 | $150M | $126M | 7 | 6 | n/a | n/a | n/a |
| 2014 | Mar 4, 2015 | $143M | $120M | 6 | 5 | n/a | n/a | n/a |
| 2013 | Feb 20, 2014 | $139M | $119M | 5 | 4 | n/a | n/a | n/a |
| 2012 | Feb 7, 2013 | $118M | $106M | 5 | 4 | n/a | n/a | n/a |
| 2011 | Jan 24, 2012 | $108M | $93.7M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 20.0% | 0 | 1 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $796M | $715M | 11.3% | $483M | 18.1% | 10 | 7 | 0 | 1 |