DFX Intelligence

J•••• S•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

J•••• S•••••• L••••

Advisor at L•••• F•••••••• C•••••• L••

BELLAIRE, TX

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Search this name across graphsid dfx:ria:9f1995a9-b6b5-b9f3-351a-d2da48505c11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 3, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F•••••••• C•••••• L••	Independent wealth	Nov 17, 2016	n/a	yes	BELLAIRE, TX	Current employment
I•••••• A•••••••• I•••	Asset manager	Jun 4, 2010	Apr 30, 2015	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• I•••	L•••• F•••••••• C•••••• L••	Apr 30, 2015	Nov 17, 2016	567	Firm change after gap	Other
V•• K••••• A••••••• I••	I•••••• A•••••••• I•••	Jun 3, 2010	Jun 4, 2010

Relationships

Registered with (3)

→ L•••• F•••••••• C•••••• L••Registered adviserregistration: current employment
Nov 17, 2016 to presentfactForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 4, 2010 to Apr 30, 2015factForm ADV
→ V•• K••••• A••••••• I••Registered adviserregistration: previous registration
Jun 18, 2001 to Jun 3, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f1995a9-b6b5-b9f3-351a-d2da48505c11
First observed: Jun 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.