DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•••• F••• A••••••• S•••••••
LA GRANGE, NC | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•••• F••• A••••••• S••••••• | Bd affiliated wealth | Sep 8, 2015 | n/a | yes | LA GRANGE, NC|DALLAS, TX | Current employment |
| E•••••••• A•••••••• L•• | National bd RIA | Jun 1, 2005 | Sep 17, 2015 | no | RALEIGH, NC|LAGRANGE, NC|LA GRANGE, NC|RALEIGH, NC|GREENVILLE, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | L•••• F••• A••••••• S••••••• | Sep 17, 2015 | Sep 8, 2015 | -9 | Firm change | Other |
| M••• S••••••••• C••••••••• | E•••••••• A•••••••• L•• | Jun 1, 2005 | Jun 1, 2005 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:134086:NC:2015-09-16 | Sep 17, 2015 | Sep 8, 2015 | GREENVILLE, NC | Firm change |
| M••• S••••••••• C••••••••• | n/a | Dec 2, 2003 | Jun 1, 2005 | no | LAGRANGE, NC | Previous registration |
| T•••••• S••••••••• A••••••• C•••• | n/a | Dec 31, 2001 | Dec 2, 2003 | no | GOLDSBORO, NC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| T•••••• S••••••••• A••••••• C•••• | M••• S••••••••• C••••••••• | Dec 2, 2003 | Dec 2, 2003 | 0 | Firm change | Other |