DFX Intelligence

Q•••••• A••••••• P•••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

Q•••••• A••••••• P•••••• L••••••

CRD 141476

MUMBAI

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Search this name across graphsid dfx:ria:9f26875b-e08c-f786-f8b3-98f47c06d50d

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 2
On other graphs: 0
Observed: Mar 23, 2012 to Jun 25, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.02 institutional_share=0.98 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.8B••• Locked
Discretionary RAUM: $1.8B
Private client RAUM: $5.5Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 68

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q• I•••• F••• L•••••• P••	Other Private Fund	$22.4M	Jun 25, 2026	6	Dec 12, 2011	reported	021-171406
O••• W•••• P•• • I•••• F•••• E•••••	Other Private Fund	$6.6M	Apr 17, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• I•••••••• H••••••• L••••••	Shareholder	E	yes	06/2015	Jun 29, 2022	Jun 28, 2024
B••• L••••••	Shareholder	E	yes	06/2015	Jun 29, 2022	Jun 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q••• M••••••••• L••	n/a	Former SEC adviser	$26.9M	Y	no	n/a
P••• M••••••••• L••	n/a	n/a	n/a	Y	no	n/a
P•••••• R••• E••••• A••••••• P•••••• L••••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.8B	$2.0B	-12.9%	$2.9B	-15.7%	68	57	0	0

Relationships

Affiliated with (2)

→ Q••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
← Q••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV

Owns (9)

← T••••••• P•••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 23, 2012 to Jun 28, 2024factForm ADV
← V•••• B•••• M•••••• J•••Owner

Dated events

Occurred
Jun 25, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
$6.6M
Occurred
Jun 29, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f26875b-e08c-f786-f8b3-98f47c06d50d
First observed: Mar 23, 2012
Last observed: Jun 25, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.