DFX Intelligence

Q••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

Q••• M••••••••• L••

CRD 155119

QUATRE BORNES

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Search this name across graphsid dfx:ria:0b0dc027-f71f-5053-a07e-1425494b62bb

Data as of Mar 21, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 3
On other graphs: 0
Observed: Dec 12, 2011 to Mar 21, 2025
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26.9M••• Locked
Discretionary RAUM: $26.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q••• E••••••• M••••• V•••• F••• L•••	Other Private Fund	$3.9M	Mar 28, 2019	9	Mar 28, 2014	dropped	021-212488

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• I•••••••• H••••••• L••••••	Shareholder	E	yes	06/2015	Mar 30, 2022	Mar 27, 2024
B••• L••••••	Shareholder	E	yes	06/2015	Mar 30, 2022	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q•••••• A••••••• P•••••• L••••••	n/a	Institutional manager	$1.8B	Y	no	n/a
P••• M••••••••• L••••••	n/a	n/a	n/a	Y	no	n/a
P•••••• R••• E••••• A••••••• P•••••• L••••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$26.9M	$27.2M	-1.3%	$26.7M	0.2%	5	5	0	0

Relationships

Affiliated with (2)

← Q•••••• A••••••• P•••••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
→ Q•••••• A••••••• P•••••• L••••••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV

Owns (4)

← T••••••• P•••••OwnerDIRECTOR, ownership code NA, individual
Jun 20, 2023 to Mar 27, 2024factForm ADV
← S••••••••• R•••••••• B•••Owner

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 29, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-152M

Show 1 bookkeeping events

Occurred
Apr 1, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b0dc027-f71f-5053-a07e-1425494b62bb
First observed: Dec 12, 2011
Last observed: Mar 21, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.