DFX Intelligence

V•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

V•••••• B••••••

Advisor at R•• S••••••••• I•••

LOS ANGELES, CA | Montebello, CA

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Search this name across graphsid dfx:ria:9f34ad50-3180-8971-26a6-4ccc9c6e7e89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• S••••••••• I•••	Bd affiliated wealth	Oct 21, 2011	n/a	yes	LOS ANGELES, CA\|Montebello, CA	Current employment
W•••• F•••• I••••••••• L••	n/a	Jan 27, 2006	Jul 17, 2007	no	LOS ANGELES, CA\|CHINO HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• I••••••••• L••	R•• S••••••••• I•••	Jul 17, 2007	Oct 21, 2011	1,557	Firm change after gap	Other

Relationships

Registered with (2)

→ R•• S••••••••• I•••Registered adviserregistration: current employment
Oct 21, 2011 to presentfactForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jan 27, 2006 to Jul 17, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f34ad50-3180-8971-26a6-4ccc9c6e7e89
First observed: Jan 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.