DFX Intelligence

M••• A••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst28 years in industry

M••• A••• F•••••••

Advisor at A•••••••• A••••••• G•••• I•••

NEEDHAM, MA

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Search this name across graphsid dfx:ria:9f3644fa-493a-71ba-f805-1679ab4b8469

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••• A••• F•••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• A••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• A••••••• G•••• I•••	Independent wealth	May 16, 2022	n/a	yes	NEEDHAM, MA	Current employment
M••••• S••••••	Wirehouse	Sep 19, 2016	Oct 17, 2017	no	Westborough, MA\|Indianapolis, IN\|Wellesley, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••••••• A••••••• G•••• I•••	Oct 17, 2017	May 16, 2022	1,672	Firm change after gap	Wirehouse to new firm
V••• R••••••••• A•••••••• L••	M••••• S••••••	Apr 3, 2006	Sep 19, 2016

Relationships

Registered with (3)

→ A•••••••• A••••••• G•••• I•••Registered adviserregistration: current employment
May 16, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 19, 2016 to Oct 17, 2017factForm ADV
→ V••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 1, 2001 to Apr 3, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f3644fa-493a-71ba-f805-1679ab4b8469
First observed: Jan 1, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.